Finding a reliable Investment Companies in New York City takes more than a quick search. The NewYorkLists Editorial Team has vetted each business on this list — verifying active operation, checking credentials, and assessing local reputation — so you can compare real options with confidence. Each listing includes customer reviews to help you make the right call.
Last Updated on 2026-04-15 by
Scott Carlson, Business Listing Analyst
Roosevelt & Cross Incorporated is a New York–based firm dedicated exclusively to the municipal securities market. With deep expertise in underwriting, sales, trading, investment banking, and credit analysis, the firm plays a significant role in originating bond and note issues for state and local governments. Consistently ranked among the most active municipal bond underwriters in New York—and a leading presence in New Jersey and New England—Roosevelt & Cross supports public and project finance initiatives across sectors such as infrastructure, education, healthcare, housing, and transportation. Its focused specialization and long-standing market involvement position the firm as a key participant in the regional municipal finance landscape.
https://www.roosevelt-cross.com/
- Smith Graham & Co. Investment Advisors, L.P. (SGIA) is an institutional investment management firm headquartered in Houston, with a full-service presence in New York. Founded in 1990, the firm manages approximately $6 billion in assets for a diverse client base that includes public pension funds, corporations, endowments, foundations, sovereign wealth funds, and Taft-Hartley plans. With an average client relationship spanning over a decade, SGIA emphasizes disciplined, repeatable investment processes across U.S. fixed income and equity strategies. The firm is known for its conservative approach to capital preservation during market downturns, while positioning portfolios to benefit from favorable cycles. Clear communication and long-term client partnerships remain central to its investment philosophy.
https://smithgraham.com/
- Ardinall Investment Management is an independent financial sponsor founded in 2017, with offices in New York, Houston, and Mexico City. The firm focuses on providing investment strategy and financial advisory services within the energy and infrastructure sectors. Led by partners Maria Jelescu and Alberto Alonzo—both formerly of Goldman Sachs Investment Partners—and Felipe Alonso, previously with Morgan Stanley’s Investment Banking Division in Mexico City, the team brings deep experience across public and private markets. With a background spanning capital markets, portfolio management, and M&A advisory, Ardinall positions itself as a specialized advisor to clients navigating complex transactions and long-term investment opportunities in energy and infrastructure.
https://ardinall.com/
- Waterfall Asset Management, LLC is a Manhattan-based, SEC-registered institutional asset manager specializing in structured credit and private equity investments. Founded in 2005 by Tom Capasse and Jack Ross—pioneers in the asset-backed securities (ABS) market—the firm builds on decades of experience in credit analysis, trading, and banking. With approximately $9.4 billion in assets under management, Waterfall applies a relative value approach to structured credit and loan products. The founders were instrumental in developing early ABS sectors during their time at Merrill Lynch, and that legacy of technical depth continues to inform the firm’s disciplined, research-driven investment strategy today.
https://www.waterfallam.com/
- One Madison Group is a Manhattan-based permanent capital vehicle founded by Omar M. Asali. The firm invests its own capital alongside a select group of like-minded partners, sharing a long-term investment philosophy centered on discipline and patience. One Madison Group focuses on acquiring controlling or significant ownership stakes in businesses that demonstrate strong free cash flow generation and high returns on invested capital. Rather than pursuing short-term gains, the firm emphasizes steady capital compounding and operational value creation. Its strategy reflects a measured, partnership-driven approach designed to align interests and build durable growth over time.
https://www.onemadisongroup.com/
- Aterian Investment Partners is a Manhattan-based investment firm managing over $700 million in committed capital. Focused on industry-leading middle market businesses, the firm partners with management teams to support long-term growth and operational improvement. Aterian takes a hands-on approach, investing not only capital but also strategic resources across key areas of an organization—from talent development and operational processes to technology, equipment, and governance initiatives. By emphasizing sustainable value creation, the firm works to strengthen portfolio companies from the inside out, positioning them for resilience and measurable performance over time.
https://www.aterianpartners.com/
- The Equity Group is a Manhattan-based investor relations and financial communications firm founded in 1974. As an early pioneer in the investor relations space, the firm has built its practice around long-term partnerships, with many client relationships spanning decades. The Equity Group works closely with leadership teams to shape and communicate clear, compelling investment narratives. Through strategic messaging, direct engagement with the investment community, and C-suite advisory services, the firm helps companies connect with the right audiences. Backed by market intelligence and thoughtful outreach, The Equity Group remains a steady presence in the evolving financial communications landscape.
https://www.theequitygroup.com/
- Paulson Investment Company, LLC is a boutique investment banking firm serving the small to mid-cap markets for nearly five decades. The firm focuses on helping growth-oriented companies access capital and pursue strategic financial objectives through tailored banking solutions. Built on long-standing relationships and a reputation for integrity, Paulson has established a national presence within its niche. Its experience across capital markets transactions has positioned the firm as a trusted advisor to emerging and middle-market businesses. In response to evolving market demand, Paulson continues to expand its investment banking capabilities while maintaining its commitment to personalized service and disciplined execution.
https://paulsoninvestment.com/
- Juniper Investment Company, LLC is a Manhattan-based investment manager founded in 2007 by Alexis Michas and John Bartholdson. The firm manages capital for its general partner, high-net-worth individuals, family offices, and institutional investors. Juniper’s core strategy centers on a concentrated, long-only portfolio of U.S. small- to middle-market equities. With flexibility to pursue both public and private opportunities, the firm applies a value-oriented and control-focused approach to investing. Drawing on experience in active shareholder engagement and strategic equity positions, Juniper seeks to unlock long-term gains through disciplined analysis and hands-on involvement in the businesses in which it invests.
https://juniperfunds.com/
- Praesidium Investment Management Company, LLC is a Manhattan-based investment firm that brings a private equity mindset to public market investing. Managing long-term capital for endowments, foundations, family offices, and other institutional investors, the firm focuses on identifying undervalued and overlooked public companies. Praesidium typically takes meaningful ownership stakes and works closely with management teams and boards to unlock shareholder value. Its strategy is anchored in rigorous, proprietary fundamental research and a long-term orientation. By combining deep analysis with active engagement, the firm seeks to drive sustainable growth and disciplined value creation within its portfolio companies.
https://www.praesidiumim.com/
How NewYorkLists Selects the Best Investment Companies in New York City
Every Investment Companies on this list has been vetted by the NewYorkLists Editorial Team before being published. We combine independent research, public business data, and direct company submissions into a consistent review process so you can trust what you are looking at.
- Active business verification — confirmed currently operating and serving New York City
- Google and Yelp reputation check reviewed for volume recency and overall rating
- License and credential verification where required by New York City regulations
- Years in operation and documented service area coverage
- Overall market standing including any known complaints or credibility concerns
Each individual listing includes customer reviews so you can dig deeper before making a decision. Our role is to ensure every business shown here meets a baseline of credibility — the reviews help you take it from there.
Businesses may submit their information for consideration. Every submission goes through the same vetting process above to ensure accuracy and quality within the New York City area.
Top Investment Companies in New York City: Quick Comparison
| Rank | Company | NewYorkLists Rating | Area of Service | Profile |
|---|---|---|---|---|
| #1 | Roosevelt & Cross Incorporated | 4.8 ⭐ | New York City | View Profile |
| #2 | Smith Graham & Co. Investment Advisors | 4.6 ⭐ | New York City | View Profile |
| #3 | Ardinall Investment Management | 4.5 ⭐ | New York City | View Profile |
| #4 | Waterfall Asset Management, LLC | 4.4 ⭐ | New York City | View Profile |
| #5 | One Madison Group | 4.3 ⭐ | New York City | View Profile |
Frequently Asked Questions
1. How were these Investment Companies selected?
These Investment Companies were evaluated based on service quality, customer reviews, local reputation, industry experience, and overall value. We also consider consistency, responsiveness, and the accuracy of publicly available business information to highlight reliable and trusted New York City Investment Companies.
Latest Customer Reviews
The Equity Group
★★★★★
If you are looking for a top-notch financial commucations and investor relations agency then this is it! The are truly dedicated to serving their clients with cutting edge solutions. They are experts in the local market and also globally connected through the Public relations Global Network which gives their clients a competitive edge. I can only recommend: A good choice!
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